Compliance

This section deals with issues from a legal perspective

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12 articles in this collection
Written by Johan Jensen and Paul Ljungberger

Who has the right to use sanction lists?

The customer need to apply for permission from any Data Inspectorate in the EU.
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Written by Johan Jensen
Updated over a week ago

Rules on money laundering and terrorist financing

On 1 August 2017, new regulations came into force regarding measures against money laundering and terrorist financing.
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Written by Johan Jensen
Updated over a week ago

What is GDPR?

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Written by Johan Jensen
Updated over a week ago

Sanctions Lists

When should customers be checked against the sanctions lists?
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Written by Johan Jensen
Updated over a week ago

Data Breach

How can I Abide by the Duty to provide information about E.g. Data Breaches.
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Written by Paul Ljungberger
Updated over a week ago

What is a data breach?

A data breach comprising personal information is a type of security incident.
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Written by Paul Ljungberger
Updated over a week ago

Beneficial Owner

What is a Benificial owner?
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Written by Paul Ljungberger
Updated over a week ago

Money Laundering

In these pages we provide information about what firms in the financial industry need to do to comply with the new regulations.
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Written by Paul Ljungberger
Updated over a week ago

Why Must Incidents be Reported to Datainspektionen?

The reporting makes it possible for Datainspektionen to take measures to prevent negative consequences.
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Written by Paul Ljungberger
Updated over a week ago

Digital customer on-boarding has a lot of benefits.

Digital customer on-boarding is all about speed, compliance, less manual work and meeting expectations for a great modern day experience.
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Written by Paul Ljungberger
Updated over a week ago

When does an Incident Need to be Reported to Datainspektionen?

Within 72 hours of discovery a report must be made to Datainspektionen.
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Written by Paul Ljungberger
Updated over a week ago

What does KYC Entail?

Know Your Customer (KYC) entails a set of regulations which all companies who abide by the money laundering act must know their customer.
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Written by Paul Ljungberger
Updated over a week ago